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+This document explains potential effects of speculation, and how undesirable
+effects can be mitigated portably using common APIs.
+
+===========
+Speculation
+===========
+
+To improve performance and minimize average latencies, many contemporary CPUs
+employ speculative execution techniques such as branch prediction, performing
+work which may be discarded at a later stage.
+
+Typically speculative execution cannot be observed from architectural state,
+such as the contents of registers. However, in some cases it is possible to
+observe its impact on microarchitectural state, such as the presence or
+absence of data in caches. Such state may form side-channels which can be
+observed to extract secret information.
+
+For example, in the presence of branch prediction, it is possible for bounds
+checks to be ignored by code which is speculatively executed. Consider the
+following code:
+
+ int load_array(int *array, unsigned int idx) {
+ if (idx >= MAX_ARRAY_ELEMS)
+ return 0;
+ else
+ return array[idx];
+ }
+
+Which, on arm64, may be compiled to an assembly sequence such as:
+
+ CMP <idx>, #MAX_ARRAY_ELEMS
+ B.LT less
+ MOV <returnval>, #0
+ RET
+ less:
+ LDR <returnval>, [<array>, <idx>]
+ RET
+
+It is possible that a CPU mis-predicts the conditional branch, and
+speculatively loads array[idx], even if idx >= MAX_ARRAY_ELEMS. This value
+will subsequently be discarded, but the speculated load may affect
+microarchitectural state which can be subsequently measured.
+
+More complex sequences involving multiple dependent memory accesses may result
+in sensitive information being leaked. Consider the following code, building on
+the prior example:
+
+ int load_dependent_arrays(int *arr1, int *arr2, int idx) {
+ int val1, val2,
+
+ val1 = load_array(arr1, idx);
+ val2 = load_array(arr2, val1);
+
+ return val2;
+ }
+
+Under speculation, the first call to load_array() may return the value of an
+out-of-bounds address, while the second call will influence microarchitectural
+state dependent on this value. This may provide an arbitrary read primitive.
+
+====================================
+Mitigating speculation side-channels
+====================================
+
+The kernel provides a generic API to ensure that bounds checks are respected
+even under speculation. Architectures which are affected by speculation-based
+side-channels are expected to implement these primitives.
+
+The following helpers found in <asm/barrier.h> can be used to prevent
+information from being leaked via side-channels.
+
+* nospec_load(ptr, lo, hi)
+
+ Returns the data at *ptr only if ptr falls in the [lo, hi) interval. When
+ ptr < lo or ptr >= hi, typeof(*ptr)0 is returned, even under speculation.
+
+ This does not prevent an out-of-bounds load from being speculated, but does
+ prevent its value from influencing code which is subsequently speculated,
+ preventing the value from being leaked.
+
+* nospec_array_load(arr, idx, sz)
+
+ Returns the data at arr[idx] only if idx falls in the [0, sz) interval. When
+ idx < 0 or idx > sz, typeof(*arr)0 is returned, even under speculation.
+
+ This is a wrapper around nospec_load() provided for convenience.
+
+* nospec_ptr(ptr, lo, hi)
+
+ Returns a sanitized pointer that is bounded by the [lo, hi) interval, even
+ under speculation. If ptr < lo, or ptr >= hi, NULL is returned.
+
+ This is expected to be used by code which computes a pointer to an element
+ of a data structure, or where multiple fields of a data structure will be
+ accessed.
+
+ Note that it is not safe to compare the returned value to the original
+ pointer, as compiler optimizations may infer that the original unsanitized
+ pointer is safe to use when the two compare equal.